题目内容
（请给出正确答案）
A、sell securities out of their inventories to customers who want to buy.
B、buy securities, which they add to their inventories, from customers who want to sell.
C、are largely responsible for the health and growth of small businesses in the United States.
D、do all of the above.
E、do only A and B of the above.
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A、Holding customers' stock for safekeeping
B、Providing insurance against loss of the securities
C、Providing insurance against loss of value of the securities
D、Extending margin credit
A、synchronous; large
B、synchronous; small
C、nonsynchronous; large
D、nonsynchronous; small
A、limit order.
B、market order.
C、stop loss order.
D、margin order.
A、short sell.
B、market order.
C、limit order.
D、stop loss order.
A、The cash management account was developed in 1977 by Merrill Lynch.
B、The advantage of brokerage-based cash management accounts is that they make it easier to buy and sell securities.
C、As a result of CMAs, the distinction between banking activities and the activities of nonbank financial institutions has become more clearly defined.
D、All of the above are true.
E、Only A and B of the above are true.
A、a market order.
B、a limit order.
C、a short sell.
D、margin credit.
A、Merrill Lynch.
B、Charles Schwab & Company.
C、Ameritrade.
D、Smith Barney.
A、manipulate the market by spreading false rumors.
B、lower brokerage fees by combining security purchases.
C、share investment advice among member investors.
D、take advantage of tax breaks introduced by the 1933 and 1934 securities acts.
A、execution of trades on request.
B、low transactions fees.
C、research and investment advice.
D、development of long-term customer relationships.
A、venture capital firm
B、finance company
C、small-business finance company
D、capital-creation company
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