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[主观题]

_________ perform their main function in the primary market for securities and _________ perform their main function in the secondary market.

A、Investment banks; securities brokers and dealers

B、Securities brokers and dealers; investment banks

C、Securities brokers; securities dealers

D、Securities dealers; securities brokers

提问人:网友kalyming 发布时间:2022-01-06
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第1题
At acquisition, debt securities are:

A、Recorded at their cost, plus total interest that will be paid over the life of the security.

B、Recorded at the amount of interest that will be paid over the life of the security.

C、Recorded at cost.

D、Not recorded, because no interest is due yet.

E、Recorded at cost plus the amount of dividend income to be received.

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第2题
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第3题
When an investor company owns more than 25% of the voting stock of an investee company, it has a controlling influence.
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第4题
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(21)

A.at

B.in

C.from

D.by

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第5题
You invest in a stock that costs $45.50 per share. It pays a cash dividend during the year of $1.20 and you expect its price to be $49 at year’s end. What is your expected rate of return if you sell the stock for $49 at the end of the year? _________ 您投资的股票价格为每股45.50美元。该公司将在年内支付1.20美元的现金股利,您预计其价格在年底时将达到49美元。如果您在年底以49美元的价格出售股票,预期收益率是多少?

A、-5.05%

B、2.64%

C、7.69%

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第6题
__________ international financial investment involves investing in a financial asset denominated in a foreign currency without hedging the future proceeds of the investment back into one’s own currency.

A、Spot

B、Future

C、Covered

D、Uncovered

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第7题
Stock markets are divided into primary market and secondary market.
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第8题
The nominal risk-free rate is best described as the sum of the real risk-free rate and a

A、maturity risk premium

B、liquidity risk premium

C、expected inflation premium

D、空

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第9题
In a primary market, _________ sell new issues of securities; in a secondary market, _________ assist in trading previously issued securities.

A、securities dealers; securities brokers

B、securities brokers; securities dealers

C、investment banks; securities brokers and dealers

D、securities brokers and dealers; investment banks

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